Ready to tackle T+1 with ease?

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Keynote Speakers

Lori Weston

Lori Weston

Head of Compliance at STP

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Felipe HDSHT

Felipe Luna
CEO at Praesto Works

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WEBINAR DETAILS  

Ready to Launch Your Own RIA? Avoid These Common Mistakes That Could Derail You

What You’ll Learn:

  • Navigate pre-registration compliance with confidence
  • Design a secure, compliant tech stack for your RIA
  • Promote your firm online without triggering regulatory scrutiny
  • Choose vendors that align with your compliance obligations
  • Implement cybersecurity practices for the safety of your firm and your clients

Make Sure Your Compliance Foundation is Solid from the Start.

Download our free on-demand webinar