---
title: "On-Demand Webinar | Form ADV Annual Updating Amendment: A Practical Guide for Investment Advisers"
description: Learn how to navigate Form ADV updates and avoid filing errors with expert insights from senior compliance consultants in this on-demand webinar. Access the replay now.
---

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#### ON-DEMAND WEBINAR

# Form ADV Annual Updating Amendment: A Practical Guide for Investment Advisers

Are regulatory AUM miscalculations, AI disclosures, or Reg S-P updates creating gaps in your Form ADV? Watch this webinar replay to hear how our senior compliance consultants are helping advisors navigate ADV season and avoid the filing errors the SEC is focused on right now.

Designed for all investment advisors: wealth managers, private fund advisors, exempt reporting advisers, and family offices.

Access the Replay Now. Fill out the form to watch.

#### Ready to tackle T+1 with ease?

### Access Our On-Demand Webinar

### Keynote Speakers

##### ![Lisette-lopez-headshot-circle](https://info.stpis.com/hs-fs/hubfs/Lisette-lopez-headshot-circle.png?width=200&height=200&name=Lisette-lopez-headshot-circle.png)

Lisette Lopez

Compliance Consultant

![Under-shadow](https://info.stpis.com/hubfs/Under-shadow.png "Under-shadow")

##### ![Sam-levine-headshot-circle](https://info.stpis.com/hs-fs/hubfs/Sam-levine-headshot-circle.png?width=191&height=191&name=Sam-levine-headshot-circle.png)

Sam Levine

Senior Vice President, Business Development

![Under-shadow](https://info.stpis.com/hubfs/Under-shadow.png "Under-shadow")

##### ![Cynthia -Headshot](https://info.stpis.com/hs-fs/hubfs/Cynthia%20-Headshot.png?width=200&height=200&name=Cynthia%20-Headshot.png)

Cynthia Kelly  
Managing Director, Compliance

![Under-shadow](https://info.stpis.com/hubfs/Under-shadow.png "Under-shadow")

 

 

 

 

 

 

 

 

 

 

 

#### WEBINAR DETAILS

## Form ADV: Navigating Compliance Challenges in 2026

#### What You’ll Learn:

- How AI, Reg SP, and the marketing rule are changing your Form ADV disclosures
- Common ADV filing errors, including regulatory AUM miscalculations and client type misclassifications
- The correct formula for calculating regulatory AUM and how it differs from assets under advisement (AUA)
- Custody and private fund reporting pitfalls, including prompt amendment obligations
- Key takeaways from the SEC's 2026 exam priorities and recent enforcement actions

### Ensure Your Form ADV is SEC-Ready

Download this free guide to ensure your disclosures are consistent, compliant, and SEC-ready.

![STP Cover Image](https://info.stpis.com/hs-fs/hubfs/STP%20Cover%20Image.png?width=1545&height=2000&name=STP%20Cover%20Image.png "STP Cover Image")

[Download Guide](https://info.stpis.com/form-adv-consistency-guide)

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