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Keynote Speakers

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Lori Weston

Head of Compliance

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Cynthia -Headshot

Cynthia Kelly
Senior Compliance Consultant

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WEBINAR DETAILS  

Form ADV: Navigating Compliance Challenges in 2025

What You’ll Learn:

  • How trending regulatory topics affect Form ADV and client disclosures
  • Insights from the SEC’s latest FAQs on Form ADV
  • Proper client counting and reporting—including family accounts and non-paying clients
  • The correct formula for calculating RAUM
  • How to ensure consistency across Form ADV, your Firm Brochure, and Form CRS

Ensure Your Form ADV is SEC-Ready

Download this free guide to ensure your disclosures are consistent, compliant, and SEC-ready.

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