--- title: Webinar | 2026 Exam Priorities and Year-End Compliance Reviews description: Gain insights from compliance experts on 2026 exam priorities, year-end reviews, and best practices to enhance your firm's compliance strategy. Watch the on-demand webinar now. --- [![Compliance advisor logo white](https://info.stpis.com/hs-fs/hubfs/Compliance%20advisor%20logo%20white.png?width=200&height=200&name=Compliance%20advisor%20logo%20white.png "Compliance advisor logo white")](http://stpis.com) #### ON-DEMAND WEBINAR # 2026 Exam Priorities and Year-End Compliance Reviews Get practical guidance from STP compliance experts on how to wrap up the year with confidence and prepare for what’s ahead in 2026. In this webinar, ComplianceAdvisor experts Lori Weston and Lisette Lopez walk through the key compliance priorities firms should focus on as 2025 wraps up, along with what the SEC will be looking at in 2026. This is your go-to compliance planning session. #### Ready to tackle T+1 with ease? ### Access Our On-Demand Webinar ![shutterstock\_2321363421-scaled](https://info.stpis.com/hs-fs/hubfs/shutterstock_2321363421-scaled.jpg?width=2999&height=2000&name=shutterstock_2321363421-scaled.jpg "shutterstock_2321363421-scaled") #### WEBINAR DETAILS ## What You'll Learn: - Key SEC exam priorities including AI, Reg S-P, and adviser M&A activity - What to include in your annual compliance review and how to document it - Best practices for employee attestations and year-end training - How to review and update your firm’s disclosures across all channels - Critical filing deadlines and action steps for the compliance calendar [Watch the Webinar](https://info.stpis.com/2026-exam-priorities-and-year-end-compliance-reviews-webinar-replay-lp#T1_header) ### Keynote Speakers ##### ![Lori Weston](https://info.stpis.com/hs-fs/hubfs/Lori%20Weston.png?width=200&height=200&name=Lori%20Weston.png) ### Lori Weston Head of Compliance at STP ##### ![Untitled design (21)-1](https://info.stpis.com/hs-fs/hubfs/Untitled%20design%20(21)-1.png?width=200&height=200&name=Untitled%20design%20(21)-1.png) ### Lisette Lopez Compliance Consultant ![Under-shadow](https://info.stpis.com/hubfs/Under-shadow.png "Under-shadow") **ComplianceAdvisor** provides industry-leading compliance advice and support to investment advisors of all types and sizes. From registration to developing a customized compliance program, our experienced consultants provide hands-on, one-on-one support every step of the way.  ![logo ca](https://info.stpis.com/hs-fs/hubfs/logo%20ca.png?width=466&height=466&name=logo%20ca.png) [Watch the Webinar](https://info.stpis.com/2026-exam-priorities-and-year-end-compliance-reviews-webinar-replay-lp#T1_header) Copyright © 2026 STP Investment Services. All Rights Reserved.   44 W. Gay Street Suite 300 West Chester, PA 19380 +1.610.363.5684